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Regulations

In some jurisdictions, the act of referring clients are deemed to be regulated activities and, as such, require the Introducing Broker (IB) to have the necessary regulatory authorisation.

It is your duty as an IB to ensure that you only carry out activities and provide services in accordance with your local laws and regulations. To find out whether or not you need to be authorised in your particular jurisdiction, you should contact your local Financial Regulator.